I-Banking Pre & Post Trade Equities Operations, Vice President

I-Banking Pre & Post Trade Equities Operations, Vice President

Country: United States of America

Your Journey Starts Here:

Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our focus is on fostering an enriching journey that empowers you to explore diverse career opportunities while nurturing your personal growth. We are committed to creating an environment where continuous learning and development are prioritized, enabling you to thrive both professionally and personally. Here, you will find ample opportunities to connect and collaborate with talented colleagues from around the world, sharing insights and driving innovation together. Join us at Santander, where you are supported by a culture of engagement and a commitment to your success.

An exciting journey awaits, if you are interested in exploring the possibilities We Want to Talk to You!

The Difference You Make:
The Equites Operations VP plays a crucial role in managing the lifecycle of cash equities trades. You will collaborate with traders, Middle Office, technology teams, and infrastructure groups to ensure accurate trade capture, settlement, and risk mitigation. This position requires management of a small team of Associates, strong analytical skills, attention to detail, and the ability to work in a fast-paced trading environment.

• Support operations for agency and principal trading in cash equities markets.

• Support the operations life cycle for primary issuances, SPAC's and IPO's.

• Ensure accurate trade capture and book management throughout the lifecycle.

• Investigate discrepancies and resolve exceptions with Middle Office, Technology, and Client Services teams.

• Facilitate cross-organizational communication to address real-time risk issues.

• Collaborate with custodians, brokers, and exchanges to ensure timely clearing and settlement.

• Participate in strategic initiatives to improve processes and business architecture.

What You Bring:
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

Bachelor's Degree or equivalent work experience: Business or equivalent degree. - Required.

5-10+ years of experience with at least 3 years managing an Equites Operations or Middle Office team.

• In depth knowledge of the confirmations and settlement process of Equities transactions, particularly in LATAM, EMEA, and North American markets.

• Proficient using Broadridge Gloss and Broadridge BPS.

• In depth knowledge of Equities settlements Domestic and Foreign, specific to LATAM, EMEA, and North America securities.

• In depth knowledge of SWIFT message standards for securities.

• Deep understanding of the liquidity implications of settling securities.

• Deep understanding of SEC rules for confirmation and customer statements.

• In depth knowledge of Broadridge PostEdge.

• Strong analytical and problem-solving abilities.

• Advance Microsoft Office skills including Excel, Word, PowerPoint and Power BI.

• Programming skills, in particular Python desirable.

Certifications:
FINRA Series 99 mandatory or ability to obtain it within 6 months of joining the firm.

It Would Be Nice For You To Have:
Established work history or equivalent demonstrated through a combination of work experience, training, military service, or education.

This is a hybrid position in Miami, FL.

What Else You Need To Know :

The base pay range for this position is posted below and represents the annualized salary range. For hourly positions (non-exempt), the annual range is based on a 40-hour work week. The exact compensation may vary based on skills, experience, training, licensure and certifications and location.

Base Pay Range

Minimum:

$84,375.00 USD

Maximum:

$135,000.00 USD

Link to Santander Benefits:

Risk Culture:

We embrace a strong risk culture and all of our professionals at all levels are expected to take a proactive and responsible approach toward risk management.

EEO Statement:

At Santander, we value and respect differences in our workforce. We actively encourage everyone to apply. Santander is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status or any other characteristic protected by law.

Working Conditions :

Frequent minimal physical effort such as sitting, standing and walking is required for this role. Depending on location, occasional moving and lifting light equipment and/or furniture may be required .

Employer Rights:

This job description does not list all of the job duties of the job. You may be asked by your supervisors or managers to perform other duties. You may be evaluated in part based upon your performance of the tasks listed in this job description. The employer has the right to revise this job description at any time. This job description is not a contract for employment and either you or the employer may terminate your employment at any time for any reason.

What To Do Next :

If this sounds like a role you are interested in, then please apply.

We are committed to providing an inclusive and accessible application process for all candidates. If you require any assistance or accommodation due to a disability or any other reason, please contact us at [email protected] to discuss your needs.

Primary Location: Dallas, TX, Dallas

Other Locations: Florida-Miami

Organization: Santander US Capital Markets LLC