Compliance Monitoring & Testing Analyst (Full Time)
POSITION PURPOSE
Responsibilities include review, testing and monitoring of bank processes to confirm regulatory compliance in accordance with the Bank’s compliance management system. ESSENTIAL FUNCTIONS AND BASIC DUTIES
- Perform compliance review and testing of deposit and/or loan products and services to ensure compliance with applicable federal and state laws and regulations.
- Prepare analysis and reports of findings including recommended corrective action items.
- Perform follow up review of previous findings to ensure corrective action items have addressed noted compliance issues.
- Development and management of corrective action items tracking and follow up procedures to insure appropriate implementation.
- Review of regulatory changes to ensure in depth understanding of how changes will impact business units and banking centers.
- Recommend changes to internal policies and procedures in connection with results of compliance testing and review.
- Review bank advertisements to ensure compliance with applicable regulations. Provide feedback and suggestions to the marketing department and maintain documentation of all approvals.
- Serve as subject matter expert to assist associates with implementation of corrective action items.
- Assist with other compliance projects as assigned.
SUPERVISORY RESPONSIBILITIES:
This role has no supervisory responsibilities.
QUALIFICATIONS EDUCATION/CERTIFICATION: College degree
EXPERIENCE REQUIRED: In depth knowledge of banking regulations Minimum 5+ years’ experience related experience. Experience in Quality Control and/or Internal Auditing and Compliance
SKILLS/ABILITIES: Analytical, detail oriented and accurate Well organized Excellent written and verbal communication skills Demonstrated ability to work well with associates at all levels Strong problem-solving skills Ability to research, interpret, and explain regulations and other compliance-related documents PC skills including proficiency in MS Word and Excel
PHYSICAL ACTIVITIES AND REQUIREMENTS OF THIS POSITION FINGER DEXTERITY: Using primarily just the fingers to make small movements such as typing, picking up small objects, or pinching fingers together.
TALKING: Especially where one must frequently convey detailed or important instructions or ideas accurately, loudly, or quickly.
AVERAGE HEARING: Able to hear average or normal conversations and receive ordinary information.
REPETITIVE MOTION: Movements frequently and regularly required using the wrists, hands, and/or fingers.
AVERAGE VISUAL ABILITIES: Average, ordinary, visual acuity necessary to prepare or inspect documents or products or operate machinery.
PHYSICAL STRENGTH: Sedentary work; sitting most of the time. Exerts up to 25 lbs. of force occasionally.
WORKING CONDITIONS NONE: No hazardous or significantly unpleasant conditions (such as in a typical office).
MENTAL ACTIVITIES AND REQUIREMENTS OF THIS POSITION REASONING ABILITY: Ability to apply common sense understanding to carry out detailed but uninvolved instructions and to deal with problems involving a few variables.
MATHEMATICS ABILITY: Ability to perform basic math skills, use decimals to compute ratios and percents.
LANGUAGE ABILITY: Ability to read a variety of books, magazines, and instruction manuals. Ability to prepare memos, reports, and essays using proper punctuation, spelling, and grammar. Ability to communicate distinctly with appropriate pauses and emphasis, correct pronunciation (or sign equivalent), and variation in word order using present, perfect, and future tenses.
Monday - Friday: 8:00AM - 5:00PM
Recommended Jobs
Human Resources Specialist - Front Desk
Business Center 1 Category | Clerical Job Schedule | Full Time Job Shift | Day Shift Job ID | 00005476 Post Date | Mar. 04, 2026 Department | Human Resources Salary Range | $18.90 - $25.…
Account Manager, Nursing Education
UWorld is currently seeking a strategic and relationship-driven Account Manager to support the continued growth of our Nursing division across Northern California and the Pacific Northwest. This ro…
School Psychologist
We are hiring a School Psychologist for a welcoming district in Tyler, Texas. This full-time role offers the chance to contribute to meaningful student progress. Â Position Overview: Â Full…
Human Resources Manager
Job Description Job Description Purpose of the position This HR position focuses on comprehensive recruitment and HR process management during the factory - setup phase, ensuring full - scale …
Associate Sales Representative - Lubbock, TX - Craniomaxillofacial
Who we want to work with: You’re a sales professional at heart. You love engaging with customers and colleagues – wherever that might take you. Being responsible for other’s perception of a com…
TX Residential Examiner
Position Summary: The title examiner has the responsibility of producing accurate and professional title commitments, maintaining a high level of production, assessing risk and liabilities in ac…
Patient Observation Technician
At Houston Methodist, the Patient Observation Tech position is responsible for demonstrating basic knowledge and skills necessary to communicate appropriately and provide continuous, electronic observ…
CT Technologist I
At Houston Methodist, the CT Technologist I position is responsible for a variety of routine diagnostic computed tomography (CT) procedures to include common and special CT exams of moderate complexit…
Assembly Technician I
PPS is seeking a detail-oriented Assembly Technician for our semiconductor support facility in Carrollton. This is a full-time, permanent position with second-to-none benefits and a high ceiling for …
Early Childhood 5 Day Lead
About All Saints’ Located on 147 acres in west Fort Worth, All Saints’ Episcopal School is a premier co-educational Age 3 - Grade 12 college-preparatory day school serving approximately 1,260 stude…